Journal Article Annotations
2017, 3rd Quarter
Bioethics
Annotation by Christina Scully, MD
October 2017
- Capacity evaluation requests in the medical setting: a retrospective analysis of underlying psychosocial and ethical factors
PUBLICATION #1 — Bioethics
Capacity evaluation requests in the medical setting: a retrospective analysis of underlying psychosocial and ethical factors
Pesanti S, Hamm B, Esplin B, Karafa M, Jimenez XF
Psychosomatics 2017; 58(5):483-489
Background: Psychosocial and ethical variables influence physicians in requesting decision-making capacity (DMC) evaluations. Previous authors have classified certain DMC evaluation requests as "unwarranted" when there is no explicit suspicion or evidence that the patient might lack DMC.
Objective: To explore psychosocial and ethical reasons motivating both "warranted" and "unwarranted" DMC evaluation requests by physicians in the medical setting.
Methods: A retrospective electronic health record review was approved by the institutional review board. All psychiatric consultation requests identified as DMC evaluation requests between January 1, 2012 and December 31, 2012 were assessed independently by 2 reviewers. Each reviewer identified each DMC evaluation request as "warranted" vs "unwarranted." Unwarranted DMC evaluation requests were defined as those lacking explicit suspicion that the patient might lack DMC or those with explicit evidence of a patient with blatantly impaired DMC. We hypothesized that most (over half) DMC evaluation requests would be deemed unwarranted. Descriptive statistics, chi-square/Fisher exact tests, and t-test/ANOVA were used.
Results: A total of 146 DMC evaluations were reviewed, and 83 (56.8%) of these were deemed unwarranted. Of these, most were likely driven by a previous neuropsychiatric disturbance (p < 0.001). Various other psychosocial and ethical patterns were identified (i.e., the practice of defensive medicine and guardianship concerns).
Conclusion: Over half of DMC evaluation requests in a general medical setting were unwarranted. Many such requests were motivated by unarticulated psychosocial and ethical factors. DMC evaluation requests appear to serve as a means for indirectly resolving various psychosocial and ethical dilemmas beyond assessing DMC itself. Implications and future directions are discussed.
On PubMed: Psychosomatics 2017; 58(5):483-489
Annotation
The finding: This retrospective study reviewed one year of decision-making capacity (DMC) evaluations (n=167) at a large academic/tertiary care hospital. The study confirmed its hypothesis that "unwarranted" DMC requests were common (56.8%). "Warranted" DMC evaluations were driven by acute neuropsychiatric disturbances, which reflects the central role in examining fluctuating or unclear cognition. "Unwarranted" evaluations were requested by primary teams, without concern for a patient’s cognitive ability, for patients who obviously lacked capacity (given gross disorientation, delirium, coma, inability to communicate), or for global rather than task and time specific questions. Pre-existing psychiatric diagnoses appeared to compel DMC requests. Lastly, 11.6% of cases had explicitly documented ethical concerns, suggesting themes of clinical uncertainty, moral distress and defensive medicine as important contributing factors.
Strength and weaknesses: As stated, this study is strengthened by a large sample size, multiple variables assessed, and standardization of coders.
"Unwarranted", poorly articulated, misstated or reductive DMC requests may still foster important clinical conversations between C-L psychiatry and the consulting services in navigating complex neuropsychiatric/psychosocial or ethical concerns. The retrospective chart review is unable to capture liaison/consultee conversations that naturally occur in the consult process and better articulate the original DMC request.
Relevance: Decision-making capacity evaluations are increasingly requested of consult psychiatry services. It is important to understand the underlying contributors to these DMC requests as we aim improve physician-patient relationships, communication and navigate complex psychosocial and ethical concerns in the hospital setting